Depository Trust

Results: 2278



#Item
451Finance / Financial markets / Primary dealers / Self-regulatory organizations / Securities / Depository Trust & Clearing Corporation / Guggenheim Partners / Goldman Sachs / Jefferies & Company / Investment / Financial economics / Investment banks

Security Traders A ssociation of New York 2014 Brochure

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Source URL: stany.org

Language: English - Date: 2014-02-06 08:59:08
452Taxation / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Securities / Income tax in the United States / Depository Trust & Clearing Corporation / Bond / Securities Exchange Act / Economics / Financial economics / Financial system

Important Notice The Depository Trust Company B #:  0158‐15 

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Source URL: www.dtcc.com

Language: English - Date: 2015-02-06 09:07:42
453Securities / Central Securities Depositories / Depository Trust & Clearing Corporation / Kohlberg Kravis Roberts / Internal Revenue Service / Tax / Internal Revenue Code / Finance / Financial economics / Financial system

Microsoft Word[removed]KKR.doc

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Source URL: www.dtcc.com

Language: English - Date: 2015-02-10 11:45:39
454Securities / Financial markets / Depository Trust & Clearing Corporation / First Issues Collectors Club / Clearing / ACT / UBS / Fee / Futures contract / Financial economics / Finance / Financial system

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule in the Mortgage-Backed Securities Division Clearing Rules

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Source URL: www.sec.gov

Language: English - Date: 2015-02-02 16:01:23
455Economics / Security / Stock / Wells Fargo / Depository Trust & Clearing Corporation / Brokerage firm / Financial economics / Stock market / Financial system

A Guide for Donors Gifts of Marketable Securities & Mutual Fund Accounts Updated: [removed]

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Source URL: www.jmu.edu

Language: English - Date: 2014-10-07 14:45:05
456Systemic risk / Legal Entity Identification for Financial Contracts / Trade Repository / Market data / Society for Worldwide Interbank Financial Telecommunication / Depository Trust & Clearing Corporation / Derivative / Counterparty / Securities market / Financial economics / Financial system / Finance

1955_SWIFT_logo_PMSwarmgray10

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Source URL: swiftref.swift.com

Language: English - Date: 2014-04-24 10:59:19
457Funds / Financial services / Collective investment schemes / Private capital / Private equity / Closed-end fund / Open-ended investment company / Depository Trust & Clearing Corporation / Financial economics / Investment / Finance

20140415_Press Release CACEIS_New Client Closed End Funds_EN_final2 (2)

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Source URL: www.caceis.com

Language: English - Date: 2014-11-27 04:43:27
458Financial markets / Financial risk / Liquidity risk / Market liquidity / ACT / Securities Exchange Act / Depository Trust & Clearing Corporation / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]October 15, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 3 to Advance N

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Source URL: www.sec.gov

Language: English - Date: 2013-10-15 17:56:02
459Securities / Financial markets / Depository Trust & Clearing Corporation / ACT / Short / Clearing / Prime brokerage / Settlement / Futures contract / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]January 10, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice to Elimina

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Source URL: www.sec.gov

Language: English - Date: 2013-01-11 14:19:56
460Securities / United States housing bubble / Credit default swap / Derivative / Over-the-counter / Swap / Late-2000s financial crisis / Trade Information Warehouse / Depository Trust & Clearing Corporation / Financial economics / Financial system / Finance

CR08/2014 Post-Trade Transparency in the Credit Default Swaps Market

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Source URL: www.iosco.org

Language: English - Date: 2014-11-17 04:44:58
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